Best Investors Account Sign in

Spencer Gage Hoag

Wells Fargo Clearing Services, LLC

Wilmington, NC

Wilmington, NC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-09-22
  • NC RA
    APPROVED
    Since 2020-09-22

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

1120 Military Cutoff Rd, Wilmington, NC 28405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Charlotte NC 07/2018 08/2020
The District Kitchen And Cocktails Wilmington NC 03/2017 07/2018
Zoe's Kitchen Wilmington NC 01/2016 06/2017
University Of North Carolina Wilmington Wilmington NC 08/2016 05/2018
Wells Fargo Clearing Services, Llc Wilmington NC 08/2020 Present
  • 07/2018 → 08/2020
    Tiaa-Cref
    Charlotte, NC
  • 03/2017 → 07/2018
    The District Kitchen And Cocktails
    Wilmington, NC
  • 01/2016 → 06/2017
    Zoe's Kitchen
    Wilmington, NC
  • 08/2016 → 05/2018
    University Of North Carolina Wilmington
    Wilmington, NC
  • 08/2020 → Present
    Wells Fargo Clearing Services, Llc
    Wilmington, NC
Other Businesses

RENTAL PROPERTY; INV RELATED; WILMINGTON, NC; 100% OWNERSHIP; 07/2025; 1 HOUR PER MONTH; 0 DURING TRADING; RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-22
S63 Uniform Securities Agent State Law Examination 2018-08-20
  • S66 Uniform Combined State Law Examination
    2020-09-22
  • S63 Uniform Securities Agent State Law Examination
    2018-08-20
Other Names
  • Spencer Hoag
  • Spencer G Hoag
  • Spencer Hoag
  • Spencer Gage Hoag

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
MORGAN STANLEY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC

More in Wilmington, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor