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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-10-30
TX RA APPROVED 2023-01-03
  • IL RA
    APPROVED
    Since 2023-10-30
  • TX RA
    APPROVED
    Since 2023-01-03

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors St. Louis MO 07/2019 09/2019
Wells Fargo Advisors St. Louis MO 07/2018 09/2018
Sidney Street Cafe St. Louis MO 07/2017 09/2017
College Hunks Hauling Junk St. Louis MO 07/2015 09/2016
University Of Missouri Trulaske College Of Business St. Louis MO 06/2016 06/2020
Mi Cocina Dallas TX 06/2020 02/2021
Fidelity Investments Westlake TX 02/2021 07/2021
Equitable Dallas TX 07/2020 07/2020
Fidelity Investments Westlake TX 07/2021 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kirkland WA 11/2022 Present
Apex Systems Inc St. Louis MO 06/2019 08/2019
Bank Of America, N.A. Kirkland WA 01/2023 Present
  • 07/2019 → 09/2019
    Wells Fargo Advisors
    St. Louis, MO
  • 07/2018 → 09/2018
    Wells Fargo Advisors
    St. Louis, MO
  • 07/2017 → 09/2017
    Sidney Street Cafe
    St. Louis, MO
  • 07/2015 → 09/2016
    College Hunks Hauling Junk
    St. Louis, MO
  • 06/2016 → 06/2020
    University Of Missouri Trulaske College Of Business
    St. Louis, MO
  • 06/2020 → 02/2021
    Mi Cocina
    Dallas, TX
  • 02/2021 → 07/2021
    Fidelity Investments
    Westlake, TX
  • 07/2020 → 07/2020
    Equitable
    Dallas, TX
  • 07/2021 → 09/2022
    Fidelity Investments
    Westlake, TX
  • 11/2022 → Present
    Kirkland, WA
  • 06/2019 → 08/2019
    Apex Systems Inc
    St. Louis, MO
  • 01/2023 → Present
    Bank Of America, N.A.
    Kirkland, WA
Previous Registrations
  • 2022-03-10 → 2022-10-31
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-10
  • S66 Uniform Combined State Law Examination
    2022-02-10
Other Names
  • Graham Gausnell
  • Graham Miles Gausnell

View on SEC IAPD

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