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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-05-08
  • MN RA
    APPROVED
    Since 2019-05-08

Branch Locations

550 S 4Th St 13Th Fl [Tpb Services], Minneapolis, MN 55415 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2018 11/2018
United States Postal Service Minneapolis MN 05/2014 07/2018
Wells Fargo Clearing Services Minneapolis MN 04/2019 Present
Wells Fargo Bank Minneapolis MN 04/2019 Present
Unemployed Shakopee MN 11/2018 04/2019
  • 07/2018 → 11/2018
    St Louis, MO
  • 05/2014 → 07/2018
    United States Postal Service
    Minneapolis, MN
  • 04/2019 → Present
    Wells Fargo Clearing Services
    Minneapolis, MN
  • 04/2019 → Present
    Wells Fargo Bank
    Minneapolis, MN
  • 11/2018 → 04/2019
    Unemployed
    Shakopee, MN
Previous Registrations
  • 2018-08-31 → 2018-11-21
    Shakopee, MN
    St Louis, MO
Other Businesses

RENTAL PROPERTY, INVT RELATED, SHAKOPEE, MN, 100% OWNERSHIP WITH SPOUSE, START DATE 3/1/2022, 4 HRS PER MONTH, 4 HRS DURING TRADING, MAINTAIN PROPERTY, OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-30
  • S66 Uniform Combined State Law Examination
    2018-08-30
Other Names
  • Peter Goodnow Sneve
  • Peter G Sneve
  • Peter Sneve

View on SEC IAPD

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