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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-02 |
Branch Locations
135 S State College Blvd, Ste 550, Brea, CA 92821 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2006-08-15 |
Branch Locations
1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States
135 S State College Blvd, Ste 550, Brea, CA 92821 • United States
La Puente, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
| Wells Fargo Advisors Financial Network | Brea | CA | 04/2026 | Present |
SY ENTERPRISES, NOT INV RELATED, LA PUENTE, CA, HANDMADE CRAFTS, HUSBAND / WIFE CO-OWNERSHIP, START 11/9/08, 8 HOURS MONTH, 0 HOURS DURING TRADING, DUTIES - DESIGN HANDMADE CRAFTS. FOOTHILL TERRACE HOMEOWNERS ASSOCIATION; NOT INV RELATED; SAN BERNADINO, CA; START 7/31/2008, VICE PRESIDENT; ONE HOUR DEVOTED PER MONTH. YVETTE'S VINTAGE ACCESSORIES; NOT INV RELATED; LA PUENTE, CA; 100% OWNERSHIP WITH SPOUSE; START 4/1/2017; 5 HOURS PER MONTH / 0 DURING TRADING HOURS. RENTAL PROPERTY, INV RELATED, SUGARLOAF, CA, 100% OWNERSHIP WITH SPOUSE, START 11/1/2017, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, POMONA, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 8/15/2006, 1 HR PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, LA PUENTA, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 8/15/2006, 1 HR PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, POMONA, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 8/15/2006, 1 HR PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, RIALTO, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 8/15/2006, 1 HR PER MONTH, 0 HRS DURING TRADING, NO DUTIES.; FROGTOWN RECORDS, NOT INV RELATED, LA PUENTE, CA, 100% OWNERSHIP WITH SPOUSE, START: 11/1/2020, 2 HRS/MONTH, 0 HRS DURING TRADING, RECORD LABEL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-19 |
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