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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-02
  • CA RA
    APPROVED
    Since 2026-04-02

Branch Locations

135 S State College Blvd, Ste 550, Brea, CA 92821 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2006-08-15
  • CA RA
    APPROVED
    Since 2006-08-15

Branch Locations

1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States

135 S State College Blvd, Ste 550, Brea, CA 92821 • United States

La Puente, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Los Angeles CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 Present
Wells Fargo Advisors Financial Network Brea CA 04/2026 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Los Angeles, CA
  • 11/2016 → Present
    Los Angeles, CA
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network
    Brea, CA
Previous Registrations
  • 2002-01-30 → 2006-07-06
    Morgan Stanley Dw Inc.
    Glendale, CA
    Glendale, CA
Other Businesses

SY ENTERPRISES, NOT INV RELATED, LA PUENTE, CA, HANDMADE CRAFTS, HUSBAND / WIFE CO-OWNERSHIP, START 11/9/08, 8 HOURS MONTH, 0 HOURS DURING TRADING, DUTIES - DESIGN HANDMADE CRAFTS. FOOTHILL TERRACE HOMEOWNERS ASSOCIATION; NOT INV RELATED; SAN BERNADINO, CA; START 7/31/2008, VICE PRESIDENT; ONE HOUR DEVOTED PER MONTH. YVETTE'S VINTAGE ACCESSORIES; NOT INV RELATED; LA PUENTE, CA; 100% OWNERSHIP WITH SPOUSE; START 4/1/2017; 5 HOURS PER MONTH / 0 DURING TRADING HOURS. RENTAL PROPERTY, INV RELATED, SUGARLOAF, CA, 100% OWNERSHIP WITH SPOUSE, START 11/1/2017, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, POMONA, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 8/15/2006, 1 HR PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, LA PUENTA, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 8/15/2006, 1 HR PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, POMONA, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 8/15/2006, 1 HR PER MONTH, 0 HRS DURING TRADING, NO DUTIES. RENTAL PROPERTY, INVT RELATED, RIALTO, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 8/15/2006, 1 HR PER MONTH, 0 HRS DURING TRADING, NO DUTIES.; FROGTOWN RECORDS, NOT INV RELATED, LA PUENTE, CA, 100% OWNERSHIP WITH SPOUSE, START: 11/1/2020, 2 HRS/MONTH, 0 HRS DURING TRADING, RECORD LABEL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-20
S63 Uniform Securities Agent State Law Examination 1998-10-19
  • S65 Uniform Investment Adviser Law Examination
    1999-11-20
  • S63 Uniform Securities Agent State Law Examination
    1998-10-19
Other Names
  • Yvette Jurado Garcia

View on SEC IAPD

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