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Austin Douglas Cole

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-17
  • TX RA
    APPROVED
    Since 2022-08-17

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 09/2019 Present
Suit Supply Denver CO 09/2018 05/2019
Cu Boulder Office Of Undergraduate Education Boulder CO 01/2017 12/2017
Amante Coffee Boulder CO 06/2019 09/2019
Charles Schwab & Co., Inc. Indianapolis IN 06/2018 08/2018
University Of Colorado Boulder Boulder CO 01/2018 05/2018
University Of Colorado Boulder Boulder CO 09/2016 12/2016
Starbucks Chandler AZ 06/2017 08/2017
Charles Schwab Bank, Ssb Westlake TX 09/2023 Present
  • 09/2019 → Present
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 09/2018 → 05/2019
    Suit Supply
    Denver, CO
  • 01/2017 → 12/2017
    Cu Boulder Office Of Undergraduate Education
    Boulder, CO
  • 06/2019 → 09/2019
    Amante Coffee
    Boulder, CO
  • 06/2018 → 08/2018
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 01/2018 → 05/2018
    University Of Colorado Boulder
    Boulder, CO
  • 09/2016 → 12/2016
    University Of Colorado Boulder
    Boulder, CO
  • 06/2017 → 08/2017
    Starbucks
    Chandler, AZ
  • 09/2023 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-22
S63 Uniform Securities Agent State Law Examination 2020-08-21
  • S66 Uniform Combined State Law Examination
    2021-11-22
  • S63 Uniform Securities Agent State Law Examination
    2020-08-21
Other Names
  • Austin Cole

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
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