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Christopher Michael Cassi

J.P. Morgan Securities LLC

Solana Beach, CA

Rancho Santa Fe, CA

CRD 6972954

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-30
OR RA APPROVED 2024-03-08
  • CA RA
    APPROVED
    Since 2025-07-30
  • OR RA
    APPROVED
    Since 2024-03-08

Branch Locations

607 Lomas Santa Fe Drive, Solana Beach, CA 92075 • United States

6041 La Flecha, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Solana Beach CA 12/2019 Present
J.P. Morgan Securities Llc Solana Beach CA 08/2020 Present
Northwestern Mutual Investment Services, Llc Carlsbad CA 06/2018 08/2018
Linfield College Mcminnville OR 02/2016 05/2019
Park Hyatt Aviara Carlsbad CA 06/2017 02/2018
Linfield College Mcminnville OR 08/2015 05/2019
Unemployed Encinitas CA 06/2019 11/2019
  • 12/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Solana Beach, CA
  • 08/2020 → Present
    J.P. Morgan Securities Llc
    Solana Beach, CA
  • 06/2018 → 08/2018
    Northwestern Mutual Investment Services, Llc
    Carlsbad, CA
  • 02/2016 → 05/2019
    Linfield College
    Mcminnville, OR
  • 06/2017 → 02/2018
    Park Hyatt Aviara
    Carlsbad, CA
  • 08/2015 → 05/2019
    Linfield College
    Mcminnville, OR
  • 06/2019 → 11/2019
    Unemployed
    Encinitas, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-26
S63 Uniform Securities Agent State Law Examination 2020-11-10
  • S66 Uniform Combined State Law Examination
    2024-02-26
  • S63 Uniform Securities Agent State Law Examination
    2020-11-10

View on SEC IAPD

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Nearby Investors

TRAVIS TYLER PRENTICE
DEREK JOHN GAERTNER
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Nearby Offices

GLOBAL IMC LLC · SOLANA BEACH, CA
CLEAR CREEK INVESTMENTS, LLC · SOLANA BEACH, CA
THE INFORMED MOMENTUM COMPANY LLC · SOLANA BEACH, CA

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