Rhett Allen Helt

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 08/2017
  Guerin Catholic Highschool
  Carmel, IN
• 08/2017 → 05/2020
  Wabash College
  Crawfordsville, IN
• 06/2020 → 08/2021
  Thrivent Investment Management Inc
  Carmel, IN
• 05/2019 → 08/2019
  Rbc Wealth Management
  Indianapolis, IN
• 12/2021 → Present
  Rbc Capital Markets, Llc
  Indianapolis, IN
• 08/2021 → 11/2021
  Unemployed
  Indianapolis, IN

Previous Registrations

• 2020-09-17 → 2021-08-25
  Thrivent Investment Management Inc.
  Carmel, IN

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-09-16
• S63 Uniform Securities Agent State Law Examination
  2020-08-28