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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2019-07-15
  • ME RA
    APPROVED
    Since 2019-07-15

Branch Locations

167 Park Row, Brunswick, ME 04011 • United States

56 Depot Road, Falmouth, ME 04105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rogue Industries Standish ME 02/2015 05/2018
Back Cove Financial Falmouth ME 06/2018 03/2019
Commonwealth Financial Network Waltham MA 06/2018 Present
  • 02/2015 → 05/2018
    Rogue Industries
    Standish, ME
  • 06/2018 → 03/2019
    Back Cove Financial
    Falmouth, ME
  • 06/2018 → Present
    Waltham, MA
Other Businesses

1. Owner, Ouellette Wealth Management, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 10/07/2022; 100% of time spent during business hours; Conducted at branch; Investment related. 2. Economic Development Committee member for the City of South Portland Maine; Located at 25 Cottage Rd, South Portland, ME 04106, as of 4/01/2024; 5% of time spent during business hours; Not conducted at branch location; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-05
  • S66 Uniform Combined State Law Examination
    2019-07-05
Designations
Other Names
  • Joel Ouellette

View on SEC IAPD

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