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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2019-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rogue Industries | Standish | ME | 02/2015 | 05/2018 |
| Back Cove Financial | Falmouth | ME | 06/2018 | 03/2019 |
| Commonwealth Financial Network | Waltham | MA | 06/2018 | Present |
1. Owner, Ouellette Wealth Management, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 10/07/2022; 100% of time spent during business hours; Conducted at branch; Investment related. 2. Economic Development Committee member for the City of South Portland Maine; Located at 25 Cottage Rd, South Portland, ME 04106, as of 4/01/2024; 5% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-05 |
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