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Donna Roman

Charles Schwab & Co., Inc.

Dallas, TX

CRD 6972832

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-21
  • TX RA
    APPROVED
    Since 2026-04-21

Branch Locations

8401 N Central Expy Suite 110, Dallas, TX 75225-4403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Dallas TX 06/2018 Present
Liberty Mutual Plano TX 09/2016 04/2018
Walgreens Pharmacy Fort Worth TX 04/2008 11/2017
Charles Schwab Bank, Ssb Dallas TX 01/2024 Present
  • 06/2018 → Present
    Charles Schwab & Co., Inc.
    Dallas, TX
  • 09/2016 → 04/2018
    Liberty Mutual
    Plano, TX
  • 04/2008 → 11/2017
    Walgreens Pharmacy
    Fort Worth, TX
  • 01/2024 → Present
    Charles Schwab Bank, Ssb
    Dallas, TX
Other Businesses

1) Donna Roman | Investment Related:No|14204 Borealis Drive |Fort Worth |TX|76204|United States |Real Estate (Non-Agent/Broker)|Owner |4/1/2024|Less than 20|0|Home Owner Personal Property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-10
S63 Uniform Securities Agent State Law Examination 2019-02-28
  • S66 Uniform Combined State Law Examination
    2026-04-10
  • S63 Uniform Securities Agent State Law Examination
    2019-02-28

View on SEC IAPD

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