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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MO RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Saint Louis MO 05/2019 01/2020
Commit 2 Clean Saint Louis MO 05/2017 08/2017
Wells Fargo Advisors Frontenac MO 05/2018 08/2018
Southeast Missouri State University Cape Girardeau MO 08/2015 05/2019
Securian Financial Services Saint Paul MN 07/2020 08/2023
Minnesota Life Insurance Company Saint Paul MN 07/2020 08/2023
Renaissance Financial Corp St. Louis MO 07/2020 Present
Unemployed Saint Louis MO 01/2020 05/2020
Renaissance Financial Corp St. Louis MO 06/2020 07/2020
Securian Financial Services Saint Paul MN 06/2020 07/2020
Cetera Wealth Services, Llc St. Louis MO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 05/2019 → 01/2020
    Wells Fargo Clearing Services, Llc
    Saint Louis, MO
  • 05/2017 → 08/2017
    Commit 2 Clean
    Saint Louis, MO
  • 05/2018 → 08/2018
    Wells Fargo Advisors
    Frontenac, MO
  • 08/2015 → 05/2019
    Southeast Missouri State University
    Cape Girardeau, MO
  • 07/2020 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 07/2020 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 07/2020 → Present
    Renaissance Financial Corp
    St. Louis, MO
  • 01/2020 → 05/2020
    Unemployed
    Saint Louis, MO
  • 06/2020 → 07/2020
    Renaissance Financial Corp
    St. Louis, MO
  • 06/2020 → 07/2020
    Securian Financial Services
    Saint Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St. Louis, MO
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-11-02 → 2023-08-10
    Securian Financial Services, Inc.
    St. Louis, MO
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: July 2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: July 2020 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3. NAME OF OTHER BUSINESS: CYSTIC FIBROSIS FOUNDATION- GATEWAY CHAPTER, INVESTMENT RELATED: NO, ADDRESS: 10900 MANCHESTER RD #206, SAINT LOUIS, MO 63122, NATURE OF BUSINESS: COMMITTEE LEADER, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: COMMITTEE LEADER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: PLANNING CHARITY EVENT, FINDING SPONSORS, AUCTION ITEMS, LEADING PLANNING MEETINGS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-31
S63 Uniform Securities Agent State Law Examination 2020-10-01
  • S65 Uniform Investment Adviser Law Examination
    2020-10-31
  • S63 Uniform Securities Agent State Law Examination
    2020-10-01
Other Names
  • Sean Cooney
  • Sean Robert Cooney

View on SEC IAPD

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