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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-03-10 |
Branch Locations
274 Riverside Ave [Satellite], Westport, CT 06880 • United States
1700 E Putnam Ave Ste 200, Old Greenwich, CT 06870 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Westport | CT | 08/2020 | 03/2023 |
| Cooperative Educational Services | Trumbull | CT | 08/2019 | 08/2020 |
| Momentum Professional Behavioral Health Services | Greenville | RI | 09/2018 | 12/2018 |
| Wells Fargo Advisors | Westport | CT | 06/2018 | 07/2018 |
| Mill River Country Club | Stratford | CT | 03/2013 | 09/2017 |
| University Of Rhode Island | Kingston | RI | 09/2015 | 05/2019 |
| Wells Fargo Advisors Financial Network, Llc | Old Greenwich | CT | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-27 |
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