Matthew Jason Bastis

Wells Fargo Clearing Services, LLC

CRD 6972640

Claim This Profile

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-05-25
NY	RA	APPROVED	2021-10-28

TX RA
APPROVED_RES

Since 2026-05-25
NY RA
APPROVED

Since 2021-10-28

Branch Locations

280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services	St Louis	MO	06/2020	08/2020
Wells Fargo Clearing Services	St Louis	MO	08/2020	Present
Tulane University	New Orleans	LA	08/2016	05/2020

06/2020 → 08/2020

Wells Fargo Clearing Services

St Louis, MO
08/2020 → Present

Wells Fargo Clearing Services

St Louis, MO
08/2016 → 05/2020

Tulane University

New Orleans, LA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-04

S66 Uniform Combined State Law Examination

2021-01-04

Other Names

Matthew Bastis

View on SEC IAPD

More in New York, NY

Reviews

No reviews yet

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor