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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-29
  • FL RA
    APPROVED
    Since 2023-11-29

Branch Locations

11400 Parkside Drive Suite 200, Knoxville, TN 37934 • United States

Bradenton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Knoxville TN 10/2015 05/2018
Bb&T Securities, Llc Knoxville TN 06/2018 11/2019
Raymond James & Associates, Inc. Sarasota FL 01/2022 Present
Pier 22 Restaurant Bradenton FL 11/2021 Present
Bortell's Lounge Anna Maria FL 08/2021 11/2021
Floridays Woodfire Grill & Bar / Compass Hotel Bradenton FL 07/2020 07/2021
Publix Super Markets Holmes Beach FL 03/2020 07/2020
Unemployed Bradenton FL 11/2019 03/2020
  • 10/2015 → 05/2018
    Bb&T Bank
    Knoxville, TN
  • 06/2018 → 11/2019
    Bb&T Securities, Llc
    Knoxville, TN
  • 01/2022 → Present
    Sarasota, FL
  • 11/2021 → Present
    Pier 22 Restaurant
    Bradenton, FL
  • 08/2021 → 11/2021
    Bortell's Lounge
    Anna Maria, FL
  • 07/2020 → 07/2021
    Floridays Woodfire Grill & Bar / Compass Hotel
    Bradenton, FL
  • 03/2020 → 07/2020
    Publix Super Markets
    Holmes Beach, FL
  • 11/2019 → 03/2020
    Unemployed
    Bradenton, FL
Previous Registrations
  • 2019-01-25 → 2019-11-08
    Bb&T Securities, Llc
    Charlotte, NC
    Duluth, GA
    Knoxville, TN
Other Businesses

(1)Name of Business: Pier 22 Restaurant Address: 1200 1st Ave W., Bradenton, FL, 34205, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 11/15/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Bartender. prepare drinks for servers and patrons. serve food.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-27
  • S66 Uniform Combined State Law Examination
    2023-11-27
Other Names
  • Cynthea Silipo

View on SEC IAPD

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