Joshua Len Mathison

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-01-09

WI RA
APPROVED

Since 2024-01-09

Branch Locations

2651 Midwest Dr Ste 200, Onalaska, WI 54650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	07/2007	Present
Northwestern Mutual Investment Services, Llc	La Crosse	WI	07/2007	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	Present

07/2007 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
07/2007 → Present

Northwestern Mutual Investment Services, Llc

La Crosse, WI
01/2016 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) DIRECTOR, SPARTA AREA SCHOOL DISTRICT IN WISCONSIN, FIDUCIARY CAPACITY, START DATE: 3/30/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, REVIEW AND UPDATE SCHOOL POLICY FOR THE SPARTA AREA SCHOOL DISTRICT IN WISCONSIN; NON-INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-01-26
S63	Uniform Securities Agent State Law Examination	2007-10-23

S66 Uniform Combined State Law Examination

2013-01-26
S63 Uniform Securities Agent State Law Examination

2007-10-23