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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-06-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2026 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 05/2026 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2026 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 05/2026 | Present |
| Little Bakery Llc | Pine | CO | 08/2023 | Present |
| Weaver's Dive And Travel Center | Boulder | CO | 02/2016 | 10/2017 |
| Waddell & Reed, Inc | Boulder | CO | 07/2016 | 10/2016 |
| Grateful Dive | Louisville | CO | 01/2016 | 12/2025 |
| Northwestern Mutual Investment Services Llc | Denver | CO | 03/2017 | 04/2017 |
| Fine Art America | Littleton | CO | 06/2012 | 08/2023 |
| Axa Advisors, Llc | New York | NY | 06/2018 | 12/2018 |
| Cetera Advisor Networks Llc | San Diego | CA | 01/2019 | 08/2023 |
| Cetera Advisors Llc | Denver | CO | 01/2019 | 08/2023 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2019 | 08/2023 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 01/2019 | 12/2019 |
| First Allied Securities, Inc. (Fasi) | San Diego | CA | 01/2019 | 09/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2019 | 08/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 08/2023 |
NAME OF OTHER BUSINESS: LITTLE BAKERY LLC, DBA LITTLE BAKERY INVESTMENT RELATED: NO ADDRESS: PINE, CO 80470 NATURE OF BUSINESS: BAKERY START DATE: 08/2023 POSITION/TITLE/RELATIONSHIP: OWNER AND BAKER APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: MANAGING ALL OPERATIONS FROM FOOD PREP TO PACKAGING, RECORD KEEPING ,FINANCIAL OPERATIONS, INVENTORY AND MARKETING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-23 |
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