Caridad Faunce Sperry

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 09/2022
  Fidelity Brokerage Services Llc
  Jacksonville, FL
• 06/2016 → 01/2017
  Availity
  Jacksonville, FL
• 05/2017 → 05/2018
  St. Vincent's Medical Center
  Jacksonville, FL
• 02/2017 → 04/2017
  Unemployed
  Jacksonville, FL
• 09/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 11/2019 → Present
  Cyclebar
  Jacksonville, FL

Other Businesses

OAA#: 63334 | Org Name:CycleBar | Org Addr:Jacksonville, FL, US | Nature of Bus:Exercise classes. | Invst Rel:N | Title:CycleBar Instructor | Duties:I will be teaching indoor Cycling classes. | Start Dt:11/20/2019 | Total Hrs p/m:18 | Sec Trdng Hrs p/m:0 I*3012265, Entity Type, Name of OBA: HitSquad South Address: JacksonvilleFlorida32256 Investment Related: No Position, Title, Association: Instructor Employee Start Date: 10/19/2025 No Hours: 4 weekly No Hours during trading: 0 Duties: Group Fitness Instructor, Group Fitness

Exams

• S66 Uniform Combined State Law Examination
  2026-01-16
• S63 Uniform Securities Agent State Law Examination
  2018-08-02

Other Names

• Caridad Marie Faunce
• Caridad Faunce
• Caridad Marie Sperry
• Cari Marie Faunce
• Cari Faunce Sperry