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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-14
  • CA RA
    APPROVED
    Since 2022-10-14

Branch Locations

15359 Paramount Blvd, Paramount, CA 90723 • United States

675 E Artesia Blvd, Long Beach, CA 90805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Gardena CA 12/2016 11/2021
Wells Fargo Clearing Services Llc Gardena CA 06/2018 11/2021
Landmark Dividend El Segundo CA 07/2016 11/2016
Protections Point Advisors Roseville CA 12/2021 09/2022
J.P. Morgan Securities Llc Hermosa Beach CA 10/2022 Present
Jpmorgan Chase Bank, N.A. Hermosa Beach CA 10/2022 Present
Protection Point Advisors Roseville CA 01/2022 09/2022
Car Max Roseville CA 12/2021 03/2022
  • 12/2016 → 11/2021
    Wells Fargo Bank Na
    Gardena, CA
  • 06/2018 → 11/2021
    Gardena, CA
  • 07/2016 → 11/2016
    Landmark Dividend
    El Segundo, CA
  • 12/2021 → 09/2022
    Protections Point Advisors
    Roseville, CA
  • 10/2022 → Present
    Hermosa Beach, CA
  • 10/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Hermosa Beach, CA
  • 01/2022 → 09/2022
    Protection Point Advisors
    Roseville, CA
  • 12/2021 → 03/2022
    Car Max
    Roseville, CA
Previous Registrations
  • 2021-12-17 → 2022-09-20
    Protection Point Advisors
    Roseville, CA
  • 2021-06-15 → 2021-12-10
    Gardena, CA
    El Segundo, CA
    Los Angeles, CA
    Beverly Hills, CA
    El Segundo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-15
S63 Uniform Securities Agent State Law Examination 2018-05-15
  • S66 Uniform Combined State Law Examination
    2021-06-15
  • S63 Uniform Securities Agent State Law Examination
    2018-05-15
Other Names
  • Michael W Gomez

View on SEC IAPD

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