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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-01 |
| CT | RA | APPROVED | 2022-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2018 | 12/2019 |
| North Shore Ymca | Plaistow | NH | 06/2016 | 07/2017 |
| Cole Haan | Greenland | NH | 04/2018 | 05/2018 |
| Retirement Solutions Group | Portsmouth | NH | 01/2018 | 02/2018 |
| Ups | Newton | NH | 12/2017 | 12/2017 |
| Putnam Investment | Andover | MA | 10/2017 | 11/2017 |
| The Mentor Network | North Andover | MA | 08/2017 | 09/2017 |
| St. Francis Xavier University | Antigonish, Nova Scotia | 08/2012 | 05/2017 | |
| Citizens Securities, Inc. | Gloucester | MA | 12/2019 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 04/2022 | Present |
| Tf Pressworks | Hillsborough | NH | 05/2020 | 04/2022 |
| Unemployed | Plaistow | NH | 05/2018 | 07/2018 |
| Adecco | Portsmouth | NH | 02/2018 | 04/2018 |
| Unemployed | Plaistow | NH | 06/2017 | 06/2017 |
I*3138273 Entity Type: Entity For Profit,Entity Publicly Traded Name of OBA: DoorDash Address: san fransisco, California, 94105 Investment Related: No Position, Title, Association: Employee Employee Start Date: 11/15/2025 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly Duties: food delivery driver, food delivery
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-21 |
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