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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-25 |
| NJ | RA | APPROVED | 2022-02-22 |
Branch Locations
New Providence, NJ • United States
184 Liberty Corner Rd Suite 315, Warren, NJ 07059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Co | Warren | NJ | 05/2019 | Present |
| Mml Investors Services, Llc | Warren | NJ | 11/2019 | Present |
| Forsgate Country Club | Monroe Township | NJ | 05/2018 | 02/2022 |
| Unemployed | Monroe Township | NJ | 08/2015 | 05/2018 |
| Axa Advisors, Llc | Wall | NJ | 06/2018 | 07/2018 |
1)NAME: CHRISTOPHER HERNANDEZ, INV REL:Y ADDR:@ RESIDENTIAL ADDRESS ON FILE, NATURE:OUTSIDE INSURANCE, POSITION:BROKER START:11/01/2022, NO HR/MO:5 NO HR/MO DUR TRADING:5 DUTIES:HEALTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-31 |
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