Best Investors Account Sign in

Mary Heitzman

LPl Financial LLC

Conklin, MI

CRD 6971579

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-01
  • MI RA
    APPROVED
    Since 2025-01-01

Branch Locations

Conklin, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Success Financial Group, Llc Grandville MI 11/2018 02/2023
Forest Hills Financial Grand Rapids MI 06/2018 11/2018
Herman Miller Zeeland MI 05/2017 06/2018
Full-Time Education Grand Rapids MI 04/2010 05/2017
Cetera Advisor Networks El Segundo CA 11/2018 05/2020
Cetera Advisor Networks El Segundo CA 05/2020 09/2022
Summit Brokerage Services Boca Raton FL 11/2018 04/2020
United Planners Financial Services Scottsdale AZ 09/2022 02/2023
Lpl Financial Llc Conklin MI 03/2023 Present
  • 11/2018 → 02/2023
    Success Financial Group, Llc
    Grandville, MI
  • 06/2018 → 11/2018
    Forest Hills Financial
    Grand Rapids, MI
  • 05/2017 → 06/2018
    Herman Miller
    Zeeland, MI
  • 04/2010 → 05/2017
    Full-Time Education
    Grand Rapids, MI
  • 11/2018 → 05/2020
    Cetera Advisor Networks
    El Segundo, CA
  • 05/2020 → 09/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 11/2018 → 04/2020
    Summit Brokerage Services
    Boca Raton, FL
  • 09/2022 → 02/2023
    United Planners Financial Services
    Scottsdale, AZ
  • 03/2023 → Present
    Lpl Financial Llc
    Conklin, MI
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-11-23
  • S63 Uniform Securities Agent State Law Examination
    2020-11-23
Designations
  • Certified Financial Planner
Other Names
  • Mary Theresa Mason
  • Mary Theresa Heitzman

View on SEC IAPD

More in Conklin, MI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor