Bryan Nicholas Davis

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2021-10-11
TX	RA	APPROVED	2021-09-27
IA	RA	APPROVED	2021-08-02

WI RA
APPROVED

Since 2021-10-11
TX RA
APPROVED

Since 2021-09-27
IA RA
APPROVED

Since 2021-08-02

Branch Locations

Stoughton, WI • United States

8020 Excelsior Drive Suite 400, Madison, WI 53717 • United States

1075 Jordan Creek Parkway Suite 100, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/2018	07/2021
Wright State University	Dayton	OH	05/2009	06/2018
Cincinnati United Premier	Cincinnati	OH	08/2015	06/2018
Ubs Financial Services	West Des Moines	IA	07/2021	Present

07/2018 → 07/2021

Edward Jones

St Louis, MO
05/2009 → 06/2018

Wright State University

Dayton, OH
08/2015 → 06/2018

Cincinnati United Premier

Cincinnati, OH
07/2021 → Present

Ubs Financial Services

West Des Moines, IA

Previous Registrations

2018-08-31 → 2021-08-03

Edward Jones

Mcfarland, WI

St Louis, MO

Deerfield, WI

Madison, WI

Stoughton, WI

Other Businesses

SC WAVE / ROC VENTURESUnited States,United States,SOCCER CLUBSport & Leisure Facilities,"Soccer Team - I will be coaching my daughters soccer team.College Recruiting Consulting - Helping Athletes communicate with college programs for opportunities",YOUTH SOCCER COACH"I will plan and execute practice as well as coach games locally and around the state of Wisconsin.Consult with Athletes to help them connect with college coaches"Start date 8/1/2023 Bryan Davis Camps, Deerfield WIUnited States-53531, Sole proprietorship, Sport & Leisure Facilities, June Soccer Camp Creating opportunities for female athletes. The purpose is to put female college coaches in front of female soccer players. Coaches come in from all over the USA. Michigan head coach, Illinois Head Coach, UC Davis Head Coach to name a few, Proprietor / owner, I take registrations, bringin coaches. Make sure the facility is booked. Set up water and Gatorade. Pay the coaches. Make sure facility is left in good standing, Start date-6/12/2025, Investment related-Yes.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-30

S66 Uniform Combined State Law Examination

2018-08-30

Other Names

Bryan Davis

View on SEC IAPD