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Elizabeth Daykin Yakes

Capital Client Group, Inc.

Los Angeles, CA

Marina Del Rey, CA

CRD 6971501

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-22
  • CA RA
    APPROVED
    Since 2019-10-22

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Marina Del Rey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilshire Associates Santa Monica CA 06/2012 05/2018
American Funds Los Angeles CA 06/2018 05/2021
American Funds Los Angeles CA 05/2021 10/2021
American Funds Los Angeles CA 10/2021 Present
  • 06/2012 → 05/2018
    Wilshire Associates
    Santa Monica, CA
  • 06/2018 → 05/2021
    American Funds
    Los Angeles, CA
  • 05/2021 → 10/2021
    American Funds
    Los Angeles, CA
  • 10/2021 → Present
    American Funds
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-02-21
  • S63 Uniform Securities Agent State Law Examination
    2020-02-21
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC

Nearby Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER

Nearby Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA

More in Los Angeles, CA

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