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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-22
  • CA RA
    APPROVED
    Since 2019-10-22

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Marina Del Rey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilshire Associates Santa Monica CA 06/2012 05/2018
American Funds Los Angeles CA 06/2018 05/2021
American Funds Los Angeles CA 05/2021 10/2021
American Funds Los Angeles CA 10/2021 Present
  • 06/2012 → 05/2018
    Wilshire Associates
    Santa Monica, CA
  • 06/2018 → 05/2021
    American Funds
    Los Angeles, CA
  • 05/2021 → 10/2021
    American Funds
    Los Angeles, CA
  • 10/2021 → Present
    American Funds
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-02-21
  • S63 Uniform Securities Agent State Law Examination
    2020-02-21
Designations

View on SEC IAPD

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