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William Watson Gauldin

Equitable Advisors, LLC

Southport, NC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-12
  • NC RA
    APPROVED
    Since 2023-06-12

Branch Locations

715 N. Howe St Suite 1, Southport, NC 28461 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 04/2021 06/2022
Robert Half Charlotte NC 09/2020 03/2021
Red Ventures Charlotte NC 06/2020 08/2020
High Point University High Point NC 08/2016 09/2020
Laidlaw Llc New York City NY 06/2019 08/2019
Bernhardt Furniture High Point NC 09/2018 09/2018
Laidlaw Llc New York City NY 06/2018 08/2018
Congressman David Rouzer Washington DC 05/2018 06/2018
Costal Cremations Wilmington NC 05/2017 07/2017
Fidelity Investments Tampa FL 07/2022 03/2023
Equitable Advisors, Llc New York NY 04/2023 Present
  • 04/2021 → 06/2022
    The Vanguard Group, Inc.
    Charlotte, NC
  • 09/2020 → 03/2021
    Robert Half
    Charlotte, NC
  • 06/2020 → 08/2020
    Red Ventures
    Charlotte, NC
  • 08/2016 → 09/2020
    High Point University
    High Point, NC
  • 06/2019 → 08/2019
    Laidlaw Llc
    New York City, NY
  • 09/2018 → 09/2018
    Bernhardt Furniture
    High Point, NC
  • 06/2018 → 08/2018
    Laidlaw Llc
    New York City, NY
  • 05/2018 → 06/2018
    Congressman David Rouzer
    Washington, DC
  • 05/2017 → 07/2017
    Costal Cremations
    Wilmington, NC
  • 07/2022 → 03/2023
    Fidelity Investments
    Tampa, FL
  • 04/2023 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-09
S63 Uniform Securities Agent State Law Examination 2021-11-16
  • S65 Uniform Investment Adviser Law Examination
    2023-06-09
  • S63 Uniform Securities Agent State Law Examination
    2021-11-16
Other Names
  • William Watson Gauldin
  • Will Gauldin
  • William Gauldin
  • William Watson Gauldin

View on SEC IAPD

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WILLIAM FRED ROGERS
JONATHAN PHILLIP GROCOTT
Adam Layne Powell
Randall A Trimm
JOSEPH WELCH SEEGERS
EMILY MONROE POOLE
Jeremy Ryan Hinson
Teresa Ann Carroll

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Southport, NC
LPL FINANCIAL LLC · SOUTHPORT, NC
EDWARD JONES · Southport, NC
OSAIC WEALTH, INC. · Southport, NC
CREDIT UNION INVESTMENT SERVICES · Southport, NC
EDWARD JONES · BOLIVIA, NC
LPL FINANCIAL LLC · SOUTHPORT, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Oak Island, NC

More in Southport, NC

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