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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-10 |
| NE | RA | APPROVED | 2019-04-04 |
Branch Locations
12020 Shamrock Plaza Suite 200 - 33, Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Omaha | NE | 06/2002 | 11/2018 |
| Royal Alliance Associates, Inc. | Omaha | NE | 11/2018 | Present |
1. VANTAGEPOINTE FINANCIAL GROUP POSITION: Registered Rep NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2015 ADDRESS: 12020 Shamrock Plaza, Suite 200, Omaha NE 68154, United States DESCRIPTION: Sales / marketing of securities, investment advisory and insurance products 2.INSURANCE BROKERAGE POSITION: Agent NATURE: Agent INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2011 ADDRESS: 12020 Shamrock Plaza Suite 200, Omaha NE 68154, United States DESCRIPTION: Life, Health, Fixed Annuities, Disability, Long-term care
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-17 |
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