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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2026-07-30 |
| DC | RA | APPROVED | 2026-06-29 |
| CT | RA | APPROVED | 2026-06-03 |
| DE | RA | APPROVED | 2026-05-01 |
| VT | RA | APPROVED | 2026-05-01 |
| RI | RA | APPROVED | 2026-03-05 |
| NH | RA | APPROVED | 2025-02-27 |
| KY | RA | APPROVED | 2024-06-21 |
| FL | RA | APPROVED | 2024-01-30 |
| IN | RA | APPROVED | 2023-06-14 |
| OH | RA | APPROVED | 2023-04-10 |
| MD | RA | APPROVED | 2022-04-22 |
| MI | RA | APPROVED | 2022-04-22 |
| NC | RA | APPROVED | 2022-04-08 |
| AZ | RA | APPROVED | 2022-02-09 |
| GA | RA | APPROVED | 2022-02-03 |
| MA | RA | APPROVED | 2022-01-11 |
| NJ | RA | APPROVED | 2022-01-07 |
| CA | RA | APPROVED | 2022-01-06 |
| CO | RA | APPROVED | 2022-01-06 |
| IL | RA | APPROVED | 2022-01-06 |
| NY | RA | APPROVED | 2022-01-06 |
| OR | RA | APPROVED | 2022-01-06 |
| TX | RA | APPROVED | 2022-01-06 |
| WA | RA | APPROVED | 2022-01-06 |
| WI | RA | APPROVED | 2022-01-06 |
| PA | RA | APPROVED | 2021-10-29 |
Branch Locations
150 South Warner Road Suite 120, King Of Prussia, PA 19406 • United States
990 Biscayne Blvd Suite 1402, Miami, FL 33132 • United States
Wilton Manors, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | King Of Prussia | PA | 05/2020 | Present |
| Temple University | Philadelphia | PA | 07/2016 | 05/2020 |
| Park Avenue Securities | King Of Prussia | PA | 04/2021 | Present |
| Guardian Life Insurance Company | Miami | FL | 03/2024 | Present |
| Park Avenue Securities | Miami | FL | 03/2024 | Present |
| Guardian Life Insurance Company | Miami | FL | 06/2024 | Present |
| Park Avenue Securities | Miami | FL | 06/2024 | Present |
1) Other Insurance, Start Date: 09/01/2020, Address: 990 Biscayne Blvd 1402, Miami, FL, 33132, 4 total hours/month; 4 during securities trading hours, Investment Related, <10% Annual Compensation, 2) Administrative Assistant-on the weekends only, Start date: 08/07/2021, Address: 234 Woodbine Avenue, Narberth, PA, 19072, 16 total hours per month 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 3) Morgane Group, LLC, Start date: 08/28/2025, Address: 1706 NE 28th St, Wilton Manors, FL, 33334, 0 total hours per month, Not investment related, No Annual Compensation, 4) Au Fournil Inc 401(k)/Profit Sharing Plan, Start Date: 2/12/26, Nature: PSP for her father's bakery business, Address: 1423 Sunnyhill Lane, Havertown, PA, 19083, Duties: Trustee/will only perform trustee duties in the event her father is mentally or physically unable to act. She is not part of the business entity, 0 total hours per month, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-28 |
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