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100 First Stamford Place, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-06-13 |
Branch Locations
100 First Stamford Place, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Home Maker | Stamford | CT | 10/2008 | 07/2018 |
| Ubs Financial Services Inc | Stamford | CT | 07/2018 | 05/2022 |
| O'SHaughnessy Asset Management, Llc | Stamford | CT | 06/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-06 |
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