Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-11-19
  • NV RA
    APPROVED
    Since 2025-11-19

Branch Locations

2461 Hampton Rd, Henderson, NV 89052 • United States

8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Las Vegas NV 08/2019 01/2022
Ameriprise Auto And Home Insurance Las Vegas NV 06/2018 08/2019
Unemployed Henderson NV 04/2018 06/2018
Egg Works Henderson NV 09/2017 04/2018
Sugar Factory Las Vegas NV 02/2017 09/2017
College Of Southern Nevada Henderson NV 07/2016 02/2017
Charles Schwab & Co., Inc. Las Vegas NV 02/2022 10/2024
Charles Schwab Bank, Ssb Las Vegas NV 02/2022 10/2024
Framework Los Angeles CA 10/2024 03/2025
The Leaders Group Inc Littleton CO 10/2024 03/2025
Securities Management & Research, Inc. Henderson NV 06/2025 10/2025
Bfc Planning, Inc. Henderson NV 06/2025 10/2025
Unemployed Henderson NV 03/2025 06/2025
Wells Fargo Clearing Services, Llc Henderson NV 11/2025 Present
Wells Fargo Bank, Na Henderson NV 11/2025 Present
  • 08/2019 → 01/2022
    Ameriprise Financial
    Las Vegas, NV
  • 06/2018 → 08/2019
    Ameriprise Auto And Home Insurance
    Las Vegas, NV
  • 04/2018 → 06/2018
    Unemployed
    Henderson, NV
  • 09/2017 → 04/2018
    Egg Works
    Henderson, NV
  • 02/2017 → 09/2017
    Sugar Factory
    Las Vegas, NV
  • 07/2016 → 02/2017
    College Of Southern Nevada
    Henderson, NV
  • 02/2022 → 10/2024
    Las Vegas, NV
  • 02/2022 → 10/2024
    Charles Schwab Bank, Ssb
    Las Vegas, NV
  • 10/2024 → 03/2025
    Framework
    Los Angeles, CA
  • 10/2024 → 03/2025
    The Leaders Group Inc
    Littleton, CO
  • 06/2025 → 10/2025
    Securities Management & Research, Inc.
    Henderson, NV
  • 06/2025 → 10/2025
    Henderson, NV
  • 03/2025 → 06/2025
    Unemployed
    Henderson, NV
  • 11/2025 → Present
    Henderson, NV
  • 11/2025 → Present
    Wells Fargo Bank, Na
    Henderson, NV
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-27
  • S66 Uniform Combined State Law Examination
    2020-05-27
Other Names
  • Gerard Stephen Diaz

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Henderson, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor