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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-04-17
MD RA APPROVED 2025-04-17
TX RA APPROVED 2025-04-17
  • DE RA
    APPROVED
    Since 2025-04-17
  • MD RA
    APPROVED
    Since 2025-04-17
  • TX RA
    APPROVED
    Since 2025-04-17

Branch Locations

Millsboro, DE • United States

12319 Ocean Gateway Suite 101, Ocean City, MD 21842-9599 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ocean City MD 06/2018 04/2025
Kelly Services Millsboro DE 06/2016 03/2017
M And T Bank Millsboro DE 06/2017 08/2017
Sunglass Hut Christiana DE 08/2017 05/2019
University Of Delaware Newark DE 08/2015 06/2019
Bank Of America, N.A. Ocean City MD 08/2019 04/2025
Ameriprise Financial Services Llc Ocean City MD 04/2025 Present
Previous Registrations
Other Businesses

Business Ownership; Grove & Company, LLC; Owner; Manage Ameriprise Business; 12319 Ocean Gateway, Suite 101, Ocean City, MD, 21842; Investment-Related; 07/14/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
  • S66 Uniform Combined State Law Examination
    2019-09-27
Designations
  • Certified Financial Planner
Other Names
  • Brody Grove

View on SEC IAPD

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