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Luke W Nowakowski

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Buffalo, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-25
TX RA APPROVED 2022-05-16
CO RA APPROVED 2022-04-05
  • NY RA
    APPROVED
    Since 2022-10-25
  • TX RA
    APPROVED
    Since 2022-05-16
  • CO RA
    APPROVED
    Since 2022-04-05

Branch Locations

50 Fountain Plz, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Department Of Defense Aurora CO 04/2014 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Parker CO 12/2021 Present
Regis University Denver CO 01/2016 12/2021
Canisius University Buffalo NY 05/2018 12/2018
Simpro Software Group Broomfield CO 11/2020 04/2021
Cherry Creek Country Club Denver CO 08/2021 10/2021
Bank Of America, N.A. Parker CO 12/2021 Present
  • 04/2014 → 04/2018
    Department Of Defense
    Aurora, CO
  • 12/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Parker, CO
  • 01/2016 → 12/2021
    Regis University
    Denver, CO
  • 05/2018 → 12/2018
    Canisius University
    Buffalo, NY
  • 11/2020 → 04/2021
    Simpro Software Group
    Broomfield, CO
  • 08/2021 → 10/2021
    Cherry Creek Country Club
    Denver, CO
  • 12/2021 → Present
    Bank Of America, N.A.
    Parker, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-14
  • S66 Uniform Combined State Law Examination
    2021-06-14
Other Names
  • Luke Nowakowski
  • Luke William Nowakowski

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · BUFFALO, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Buffalo, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Buffalo, NY
NORTH WOODS WEALTH MANAGEMENT · BUFFALO, NY
COURIER CAPITAL, LLC · BUFFALO, NY
COMMONWEALTH FINANCIAL NETWORK · BUFFALO, NY
EUDAIMONIA WEALTH · BUFFALO, NY
DELAWARE AVENUE ADVISORS INC. · BUFFALO, NY

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