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303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities, Llc | Charlotte | NC | 07/2018 | 09/2019 |
| New York Life Insurance Company | Charlotte | NC | 06/2018 | 09/2019 |
| Firebirds Wood Fired Grill | Raleigh | NC | 05/2016 | 05/2018 |
| Village Way Kennel & Spa | Advance | NC | 05/2014 | 08/2017 |
| Nc State | Raleigh | NC | 08/2014 | 05/2018 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 10/2019 | 02/2021 |
| Principal Securities Inc | Charlotte | NC | 02/2021 | 04/2021 |
| Principal Life Insurance Company | Charlotte | NC | 02/2021 | 04/2021 |
| Truist Investment Services, Inc. | Charlotte | NC | 05/2021 | 08/2022 |
| Truist Advisory Services, Inc. | Charlotte | NC | 04/2022 | 08/2022 |
| Truist Investment Services, Inc. | Charlotte | NC | 08/2022 | Present |
| Truist Advisory Services, Inc. | Charlotte | NC | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-18 |
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