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Max P. Penn

Strategic Advisers LLC

Washington, DC

Washington, DC

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • DC RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

1900 K St Nw Stes 110 & 1175, Washington, DC 20006-1110 • United States

Washington, DC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Llc Washington DC 12/2022 Present
Corepower Yoga Washington DC 04/2022 11/2022
Level Access Arlington VA 09/2020 02/2022
United Soccer League Tampa FL 05/2019 08/2019
The Selling Factory Gainesville FL 01/2018 10/2018
Robert W. Baird Towson MD 05/2018 08/2018
Woodholme Country Club Pikesville MD 05/2017 08/2017
Unemployed Gainesville FL 09/2016 04/2017
Unemployed Gainesville FL 09/2017 12/2017
Unemployed Gainesville FL 11/2018 04/2019
Unemployed Owings Mills MD 09/2019 08/2020
Fidelity Investments Boston MA 03/2025 Present
  • 12/2022 → Present
    Fidelity Investments Llc
    Washington, DC
  • 04/2022 → 11/2022
    Corepower Yoga
    Washington, DC
  • 09/2020 → 02/2022
    Level Access
    Arlington, VA
  • 05/2019 → 08/2019
    United Soccer League
    Tampa, FL
  • 01/2018 → 10/2018
    The Selling Factory
    Gainesville, FL
  • 05/2018 → 08/2018
    Robert W. Baird
    Towson, MD
  • 05/2017 → 08/2017
    Woodholme Country Club
    Pikesville, MD
  • 09/2016 → 04/2017
    Unemployed
    Gainesville, FL
  • 09/2017 → 12/2017
    Unemployed
    Gainesville, FL
  • 11/2018 → 04/2019
    Unemployed
    Gainesville, FL
  • 09/2019 → 08/2020
    Unemployed
    Owings Mills, MD
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-08-31 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Washington, DC
Other Businesses

OBA-94249|OrgNmn:Pro Skills Basketball|Org Addr:Washington,District o,US|OBA Nature:Youth Basketball Program|Invst Rel:N|Title:Coach|Duties:Coach a youth basketball team in the DMV area|StrtDt:|TotHrs/mon:4|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-23
S63 Uniform Securities Agent State Law Examination 2023-06-01
  • S65 Uniform Investment Adviser Law Examination
    2023-08-23
  • S63 Uniform Securities Agent State Law Examination
    2023-06-01
Other Names
  • Max P Penn
  • Max Philip Penn

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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