Clayton Cade Mckenzie

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2019 → 07/2021
  Ameriprise Financial Services, Inc
  The Woodlands, TX
• 06/2015 → 01/2019
  Texas Tech University
  Lubbock, TX
• 07/2021 → 06/2024
  Securities America, Inc.
  The Woodlands, TX
• 07/2021 → 11/2024
  Arbor Point Advisors
  The Woodlands, TX
• 06/2024 → Present
  Osaic Wealth, Inc.
  The Woodlands, TX
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2021-07-29 → 2024-11-08
  Arbor Point Advisors
  The Woodlands, TX
  The Woodlands, TX
• 2020-02-11 → 2021-08-02
  Ameriprise Financial Services, Llc
  The Woodlands, TX

Other Businesses

1. INSURANCE SALES POSITION: Insurance Sales NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/29/2021 ADDRESS: 10001 Woodloch Forest Drive, Suite 550, The Woodlands TX, 77380 DESCRIPTION: Insurance Sales 2. DBA - Schroeder Wealth Advisors 3. NOTARY POSITION: Notary NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/30/2024 ADDRESS: 10001 Woodloch Forest Dr., Suite 550, The Woodlands TX 77380, United States DESCRIPTION: Notary

Exams

• S66 Uniform Combined State Law Examination
  2020-02-09

Designations

• Certified Financial Planner