Richard L Loeffler

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 03/2019
  The Iron Horse Restaurant
  Westwood, NJ
• 06/2017 → 08/2017
  Milt Rehain Construction
  Ramsey, NJ
• 08/2015 → 12/2017
  Quinnipiac University
  Hamden, CT
• 02/2022 → Present
  Morgan Stanley
  Purchase, NY
• 04/2019 → 04/2020
  Lee, Nolan & Koroghlian, Llc
  Saddle Brook, NJ
• 09/2020 → 02/2021
  Investifi
  New York, NY
• 02/2021 → 02/2022
  Prime Plus Capital
  Jersey City, NJ
• 05/2020 → 09/2020
  Unemployed
  Hillsdale, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-10-10
• S63 Uniform Securities Agent State Law Examination
  2022-03-18

Other Names

• Richard Loeffler
• Rich Loeffler