Cole David

Current Employers

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-09-16

TX RA
APPROVED

Since 2020-09-16

Branch Locations

Granite Place Ii 601 State Street, Suite 425, Southlake, TX 76092 • United States

14600 Branch St., Omaha, NE 68154 • United States

5101 Lexington Square, Amarillo, TX 79119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cwm, Llc	Omaha	NE	08/2019	Present
Texas Christian University	Fort Worth	TX	08/2015	08/2019

08/2019 → Present

Cwm, Llc

Omaha, NE
08/2015 → 08/2019

Texas Christian University

Fort Worth, TX

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2022 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-05-26

S65 Uniform Investment Adviser Law Examination

2020-05-26

View on SEC IAPD

Current Employers

Cwm, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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