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Dominic Sands

Hightower Advisors, LLC

Chicago, IL

San Diego, CA

CRD 6970197

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-29
  • CA RA
    APPROVED
    Since 2025-07-29

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

3611 Valley Centre Drive Suite 125, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Carlsbad CA 02/2020 12/2022
Td Ameritrade Sorrento Valley CA 06/2019 11/2019
Td Ameritrade Murrieta CA 05/2018 05/2019
Lyft San Diego CA 01/2017 05/2018
Cycle Gear Kearny Mesa CA 08/2016 05/2018
Nordstrom Fashion Valley CA 05/2015 01/2017
Charles Schwab And Co., Inc. Carlsbad CA 12/2022 03/2025
Hightower Advisors, Llc San Diego CA 07/2025 Present
Unemployed San Diego CA 03/2025 07/2025
  • 02/2020 → 12/2022
    Td Ameritrade
    Carlsbad, CA
  • 06/2019 → 11/2019
    Td Ameritrade
    Sorrento Valley, CA
  • 05/2018 → 05/2019
    Td Ameritrade
    Murrieta, CA
  • 01/2017 → 05/2018
    Lyft
    San Diego, CA
  • 08/2016 → 05/2018
    Cycle Gear
    Kearny Mesa, CA
  • 05/2015 → 01/2017
    Nordstrom
    Fashion Valley, CA
  • 12/2022 → 03/2025
    Charles Schwab And Co., Inc.
    Carlsbad, CA
  • 07/2025 → Present
    San Diego, CA
  • 03/2025 → 07/2025
    Unemployed
    San Diego, CA
Previous Registrations
  • 2022-01-26 → 2025-04-10
    San Diego, CA
    Carlsbad, CA
    San Diego, CA
  • 2020-02-25 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Carlsbad, CA
    Carlsbad, CA
    San Diego, CA
    San Diego, CA
  • 2020-02-25 → 2022-10-14
    Td Ameritrade, Inc.
    Carlsbad, CA
    San Diego, CA
    San Diego, CA
    Omaha, NE
Other Businesses

Name: Sands Cycles, Role: Owner, Type: OTHER, Start Date: 01/01/2018, Investment Related?: No, Address: 8160 Laird Street, La Mesa, CA 91942, Number of Hours/Mo: 5, Duties: Buying and selling

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-06
  • S66 Uniform Combined State Law Examination
    2019-12-06
Other Names
  • Dominic Samuel Sands

View on SEC IAPD

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