Richard Nierling

Current Employers

Employment History

• 10/2012 → Present
  Rbc Capital Markets, Llc
  Dallas, TX

Previous Registrations

• 2009-06-01 → 2012-10-19
  Morgan Stanley
  Dallas, TX
• 2005-06-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

(1) VAQUERO MOTORS; ADDRESS: 945 EAST JEFFERSON DALLAS, TX 75203; BUSINESS DESCRIPTION: CAR DEALERSHIP; NOT INVESTMENT RELATED; START DATE: 08/15/2003; CAPACITY: PARTNER; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: THE WEEKDAY SCHOOL @ UPUMC; ADDRESS: 4024 CARUTH BLVD, DALLAS, TX 75225; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PRESCHOOL; CAPACITY: BOARD OF DIRECTORS; START DATE: 09/2019; DUTIES: ADVISING ON BUDGETING BETWEEN THE CHURCH AND THE SCHOOL; HOURS DEVOTED PER MONTH: .25; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: .25; (3) NAME OF ENTITY Tartan NOT INVESTMENT RELATED BUSINESS DESCRIPTION Itâ??s a Charitable Organization thatâ??s hosts an annual golf event CAPACITY Board of Directors START DATE 01/01/2021 DUTIES Help host a golf event HOURS DEVOTED PER MONTH 01 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH None

Exams

• S66 Uniform Combined State Law Examination
  2005-06-18

Other Names

• Richard Niering