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Roger Jiacheng Wei

J.P. Morgan Securities LLC

Irvine, CA

CRD 6969955

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-28
CA RA APPROVED 2025-01-04
  • TX RA
    APPROVED
    Since 2025-10-28
  • CA RA
    APPROVED
    Since 2025-01-04

Branch Locations

4249 Campus Dr, Ste B140, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Bank Of Canada Vaughan 04/2017 03/2018
Re/Max Imperial Realty Inc., Brokerage Markham 01/2017 04/2017
Jp Morgan Securities Llc New York NY 06/2018 10/2019
Jpmorgan Chase Bank, N.A. New York NY 06/2018 10/2019
Unemployment Toronto 07/2016 12/2016
Unemployed Flushing NY 04/2018 05/2018
Jpmorgan Chase Bank, N.A. Irvine CA 10/2019 Present
J.P. Morgan Securities Llc Irvine CA 10/2019 Present
  • 04/2017 → 03/2018
    Royal Bank Of Canada
    Vaughan
  • 01/2017 → 04/2017
    Re/Max Imperial Realty Inc., Brokerage
    Markham
  • 06/2018 → 10/2019
    Jp Morgan Securities Llc
    New York, NY
  • 06/2018 → 10/2019
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2016 → 12/2016
    Unemployment
    Toronto
  • 04/2018 → 05/2018
    Unemployed
    Flushing, NY
  • 10/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 10/2019 → Present
    J.P. Morgan Securities Llc
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-03
S63 Uniform Securities Agent State Law Examination 2018-07-10
  • S66 Uniform Combined State Law Examination
    2025-01-03
  • S63 Uniform Securities Agent State Law Examination
    2018-07-10
Other Names
  • Roger Wei
  • Jiacheng Wei

View on SEC IAPD

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