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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-26 |
| CA | RA | APPROVED | 2022-01-17 |
Branch Locations
1390 S. Main Street, Floor 1, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Richmond | CA | 04/2018 | 09/2021 |
| Jpmorgan Chase Bank, N.A. | Richmond | CA | 03/2017 | 09/2021 |
| Bank Of America | Berkeley | CA | 02/2015 | 03/2017 |
| J. P. Morgan Securities Llc | Walnut Creek | CA | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-03 |
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