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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Tuscaloosa | AL | 06/2008 | 01/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2019 | Present |
| Northwestern Mutual Investment Services Llc | Gadsden | AL | 02/2019 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2020 | Present |
OUTSIDE INSURANCE GENERAL SALES/SERVICING, GENERAL SALES/SERVICING, START DATE: 3/5/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SALES OF OUTSIDE INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-15 |
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