Elizabeth Paige Mitcham

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2022-09-15

AL RA
APPROVED

Since 2022-09-15

Branch Locations

1000 Forrest Place Suite 3, Pell City, AL 35128 • United States

28740 Us Highway 98 Ste. 8, Daphne, AL 36526 • United States

100 Centerview Drive, Suite 121, Vestavia Hills, AL 35216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mitcham Financial Services	Pell City	AL	08/2016	12/2020
Sa Stone Wealth Management	Birmingham	AL	11/2020	06/2022
Cambridge Investment Research, Inc.	Fairfield	IA	06/2022	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	09/2022	Present

08/2016 → 12/2020

Mitcham Financial Services

Pell City, AL
11/2020 → 06/2022

Sa Stone Wealth Management

Birmingham, AL
06/2022 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
09/2022 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) MITCHAM FINANCIAL / 1000 Forrest Place, Suite 3, Pell City AL 35128 / 07/01/2022 / NIR / DBA / 160 HR/MO - 150 HR/MO TRADING 2) CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 11/2022 / IAR AFFILIATION / INV REL / 160 HR/MO 120 HR TRADING 3) ELLIE MITCHAM, BIRMINGHAM AL 35242, 01/2024, OWNER, RETAIL SALES/DISTRIBUTION, NIR, 10 HR/MO - 0 HR/MO TRADING. 4) ELLIE MITCHAM, BIRMINGHAM, AL 35242, 01/2024, OWNER, MARKETING, NIR, 10 HR/MO - 0 HR/MO TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-09

S66 Uniform Combined State Law Examination

2022-09-09

Other Names

Ellie Mitcham

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