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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-01-28
  • MN RA
    APPROVED
    Since 2020-01-28

Branch Locations

3033 Campus Drive Suite W110, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Plymouth MN 06/2018 08/2019
Raymond James Financial Services, Inc. Plymouth MN 08/2019 Present
Executive Public Accountants Plymouth MN 03/2017 05/2018
Paperchase Accounting Ham Lake MN 01/2013 02/2017
Pfk Financial Services Inc. Plymouth MN 06/2018 Present
  • 06/2018 → 08/2019
    Raymond James Financial Services, Inc.
    Plymouth, MN
  • 08/2019 → Present
    Raymond James Financial Services, Inc.
    Plymouth, MN
  • 03/2017 → 05/2018
    Executive Public Accountants
    Plymouth, MN
  • 01/2013 → 02/2017
    Paperchase Accounting
    Ham Lake, MN
  • 06/2018 → Present
    Pfk Financial Services Inc.
    Plymouth, MN
Other Businesses

(1)Name of Business: Executive Public Accountants Address: 2742 Piper Ridge Ln, Excelsior, MN, 55331, United States Activity Type: Other Position/Title: Associate/Employee Investment Related: No Start Date: 06/15/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Clerical. Helping with Human Resource planning and paperwork for small businesses. (2)Name of Business: PFK Financial Services Inc. Address: 3033 Campus Dr Ste W110, Plymouth, MN, 55441, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Clerical, and Client services for Patrick Kelly.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-27
  • S66 Uniform Combined State Law Examination
    2020-01-27
Other Names
  • Jessica Rae Sombrio

View on SEC IAPD

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