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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-09
TX RA APPROVED 2024-07-23
WA RA APPROVED 2024-07-23
WY RA APPROVED 2024-07-23
UT RA APPROVED 2020-10-22
  • CA RA
    APPROVED
    Since 2025-12-09
  • TX RA
    APPROVED
    Since 2024-07-23
  • WA RA
    APPROVED
    Since 2024-07-23
  • WY RA
    APPROVED
    Since 2024-07-23
  • UT RA
    APPROVED
    Since 2020-10-22

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

3115 East Lion Lane, Suite 100, Salt Lake City, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Insight Center Salt Lake City UT 01/2012 09/2020
The Insight Group Insurance Agency, Llc Salt Lake City UT 01/2012 09/2020
Ep Wealth Advisors Torrance CA 10/2020 Present
  • 01/2012 → 09/2020
    Financial Insight Center
    Salt Lake City, UT
  • 01/2012 → 09/2020
    The Insight Group Insurance Agency, Llc
    Salt Lake City, UT
  • 10/2020 → Present
    Torrance, CA
Previous Registrations
  • 2012-01-20 → 2020-10-21
    Financial Insight Center
    Salt Lake City, UT
  • 2008-11-24 → 2012-01-20
    Securian Financial Services, Inc.
    Orem, UT
    Salt Lake City, UT
    Colorado Springs, CO
  • 2007-10-03 → 2008-11-17
    Insphere Securities, Inc.
    Lehi, UT
    Salt Lake City, UT
  • 2007-05-01 → 2007-10-03
    Allegis Advisors, Inc.
    Salt Lake City, UT
Other Businesses

Mr. Janke is associated with Insight Group Insurance Agency an insurance sales company. Mr. Janke's association with Insight Group Insurance Agency remains in existence for the sole purpose of receiving commission trails for insurance products that were sold by Mr. Janke prior to joining EPWA. Since joining EPWA, Mr. Janke and Insight Group Insurance Agency are no longer engaged in the insurance business. As such, no time is dedicated to this activity, and, since this is an inactive practice, it is a non-investment related activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-19
S63 Uniform Securities Agent State Law Examination 2005-08-08
  • S66 Uniform Combined State Law Examination
    2007-04-19
  • S63 Uniform Securities Agent State Law Examination
    2005-08-08
Designations
Other Names
  • Rich S. Janke
  • Richard S Janke
  • Richard S Janke

View on SEC IAPD

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