Jonathan Lee Roller

Current Employers

Employment History

• 01/2005 → Present
  Lumsden & Mccormick, Llp
  Buffalo, NY
• 08/2019 → 10/2019
  1St Global Capital, Corp.
  Buffalo, NY
• 08/2019 → 10/2019
  1St Global Advisors, Inc.
  Buffalo, NY
• 08/2018 → 09/2025
  Avantax Investment Services, Inc
  Buffalo, NY
• 08/2018 → 09/2025
  Avantax Advisory Services, Inc
  Buffalo, NY
• 10/2019 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Buffalo, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Buffalo, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2025 → Present
  Lifetime Wealth Management, An Affiliate Of Lumsden Mccormick
  Buffalo, NY

Previous Registrations

• 2021-08-27 → 2025-09-05
  Avantax Advisory Services
  Buffalo, NY
  Dallas, TX
  Buffalo, NY
  Buffalo, NY
  North Tonawanda, NY

Other Businesses

1) LUMSDEN MCCORMICK FINANCIAL SERVICES, LLC; INVESTMENT RELATED; 369 FRANKLIN STREET, BUFFALO, NY; WEALTH MANAGEMENT ENTITY; REGISTERED REPRESENTATIVE/INVESTMENT ADVISOR; 08/2018; 5 HOURS/ MONTH EVENTUALLY; HOWEVER, 0 HRS/MONTH UNTIL I AM REGISTERED AS AN ADVISOR. 2) LUMSDEN MCCORMICK FINANCIAL SERVICES; POSITION: Referring Financial Advisor NATURE: Engage in referring financial services business to the lead financial advisors at Lumsden McCormick Financial Services. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/30/2019 ADDRESS: 369 Franklin Street, Buffalo NY 14202, United States DESCRIPTION: Working closely with Lumsden McCormick Financial Services's financial advisors. Speaking with clients, prospects, setting up meetings with the clients/prospects and Lumsden McCOrmick financial advisors. 3) RENTAL PROPERTY IN FORT MYERS BEACH, FL POSITION: Owner NATURE: It is a townhouse my wife and i own that we are renting out through the HOA. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/26/2021 ADDRESS: 800 Estero Boulevard, Fort Myers Beach FL 33931, DESCRIPTION: I have no responsibility other than being an owner and collecting the rental income. The HOA handles all the renting. 4) ROYAL BEACH CLUB BOARD MEMBER POSITION: Board member NATURE: I am board member for the HOA of my rental property in Florida. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2021 ADDRESS: 800 Estero Boulevard, Cyclorama Building, Fort Myers Beach FL 33931, DESCRIPTION: Unsure at this time as i just joined. But i imagine it would be similar to any other board. I would be advising the HOA on operations and help in making business decisions. 5) ROYAL BEACH CLUB BOARD MEMBER POSITION: Board member NATURE: I am board member for the HOA of my rental property in Florida. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/18/2021 ADDRESS: 800 Estero Boulevard, Fort Myers Beach FL 33931, United States DESCRIPTION: I would be advising the HOA on operations and help in making business decisions. I willnot be providing any investment guidance.? 6) POWER OF ATTORNEY OVER WILLIAM ROLLER (FATHER) POSITION: Power of Attorney NATURE: I have power of attorney over my father. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 7 START DATE: 01/31/2024 ADDRESS: 6711 Macintosh Ln, North Tonawanda NY 14120, United States DESCRIPTION: My sister and I have full authority over my father and any required activities that are needed on his behalf. 7) POWER OF ATTORNEY OVER CAROLE KINN POSITION: Power of Attorney NATURE: Power of attorney for Carole Kinn. Carole is my Aunt, and she has no children. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/24/2025 ADDRESS: 6711 Macintosh Ln, North Tonawanda NY 14120, United States DESCRIPTION: Full authority over Carole's activities that are needed. She is 90 years old, but still alert, but deteriorating, so needed to get POA in place. 8) NAME OF OTHER BUSINESS: LIFETIME WEALTH MANAGEMENT, AN AFFILIATE OF LUMSDEN MCCORMICK; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: MEMBER/FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2019-09-26