Nicole Caron

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2022 → 07/2024
  Gratus Capital, Llc
  Atlanta, GA
• 01/2021 → 01/2022
  Mercer Advisors
  Atlanta, GA
• 06/2018 → 12/2020
  Atlanta Financial Associates
  Atlanta, GA
• 08/2015 → 05/2019
  University Of Georgia
  Athens, GA
• 08/2024 → Present
  Focus Partners Wealth, Llc
  Clayton , MO

Previous Registrations

• 2023-08-23 → 2024-12-02
  Gratus Capital, Llc
  Atlanta, GA

Other Businesses

the name of the other business: Sewing Company - Name TBD whether the business is investment-related - No the address of the other business - 137 Wiley Parc Cir Woodstock, GA 30188 the nature of the other business - Selling sewing products your position - Owner/Creator title, or relationship with the other business - Owner/Creator the start date of your relationship - 3/31/2025 the approximate number of hours/month you devote to the other business - 10 the number of hours you devote to the other business during securities trading hours - 0 and briefly describe your duties relating to the other business -Making and selling craft products the name of the other business - Name TBD - About a goose whether the business is investment-related - No the address of the other business - 137 Wiley Parc Cir Woodstock, GA 30188 (My Home) the nature of the other business - Creating and selling childrens books your position - Author title, or relationship with the other business - Owner the start date of your relationship - 05/31/2025 the approximate number of hours/month you devote to the other business - 10 the number of hours you devote to the other business during securities trading hours - 0 and briefly describe your duties relating to the other business - Writing and publishing books

Designations

• Certified Financial Planner