Emalie Susan Lasko

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-30
NY	RA	APPROVED	2021-08-03

TX RA
APPROVED_RES

Since 2024-01-30
NY RA
APPROVED

Since 2021-08-03

Branch Locations

2373 Route 9, Poughkeepsie, NY 12601 • United States

12 North Ave, Pleasant Valley, NY 12569 • United States

3160 East Main Street, Mohegan Lake, NY 10547 • United States

30 Hawkins Dr, Montgomery, NY 12549 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hudson Valley Federal Credit Union	Poughkeepsie	NY	09/2015	Present
Lpl Financial Llc	Poughkeepsie	NY	07/2018	Present

09/2015 → Present

Hudson Valley Federal Credit Union

Poughkeepsie, NY
07/2018 → Present

Lpl Financial Llc

Poughkeepsie, NY

Other Businesses

1)07/03/2018 - HVFCU Financial Services at Hudson Valley Federal - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 10/3/2019 - Hudson Valley Credit Union - DBA: Wealth Management at Hudson Valley Credit Union - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2019 - 32 Hours Per Month/32 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-11-01

S63 Uniform Securities Agent State Law Examination

2018-11-01

View on SEC IAPD