Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-14 |
| TX | RA | APPROVED | 2023-10-14 |
Branch Locations
560 Mission St Floor 22, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs | Salt Lake City | UT | 07/2019 | 10/2021 |
| Goldman Sachs | Salt Lake City | UT | 05/2018 | 08/2018 |
| Keller Williams | Centennial | CO | 05/2017 | 08/2017 |
| Spanish Enrichment | Parker | CO | 01/2016 | 08/2017 |
| University Of Colorado At Boulder | Boulder | CO | 08/2015 | 05/2019 |
| Goldman Sachs | San Francisco | CA | 10/2021 | 08/2023 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 08/2023 | Present |
| J.P. Morgan Securities Llc | San Francisco | CA | 08/2023 | Present |
| Unemployed | San Francisco | CA | 06/2019 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-17 |
Reach out to this advisor