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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-01-22 |
| TX | RA | APPROVED_RES | 2025-01-17 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pgim Investments,Llc | Newark | NJ | 11/2014 | 06/2022 |
| Prudential Investment Management Services Llc | Newark | NJ | 06/2018 | 06/2022 |
| Morningstar Investment Services Llc | Chicago | IL | 07/2022 | 01/2025 |
| Fisher Investmetns | Plano | TX | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-03 |
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