Randall Joseph Montoya

Employer firm

Tcfg Investment Advisors, LLC CRD 166606

$639M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Tcfg Wealth Management, Llc
  Laguna Niguel, CA
• 01/2013 → Present
  Tcfg Investment Advisors, Llc
  Laguna Niguel, CA
• 06/1998 → Present
  Randall Montoya
  Las Vegas, NV

Previous Registrations

• 2004-01-02 → 2013-12-13
  The Planners Network, Inc.
  Las Vegas, NV
• 2002-07-18 → 2003-09-29
  The Planners Network, Inc.
  Las Vegas, NV

Other Businesses

IAR for TCFG Investment Advisors, LLC | TCFG Insurance Solutions Ins. Rep. Laguna Niguel, CA | Mr. Montoya is associated with TCFG Wealth Management, LLC ("TCFG Wealth") a registered broker-dealer, and member of the Financial Industry Regulatory Authority ("FINRA"). His activities with TCFG Wealth comprise approximately 35% of his time. Mr. Montoya is licensed as an insurance agent and in the business of selling insurance products through TCFG Insurance Solutions, LLC (TCFG Insurance Solutions"). The sale of these products accounts for approximately 5% of business time.| RLR 2020 Ventures LLC | Partnership | Non- Investment Related | 5 hours/month; 0 hours/during securities hours | Start Date: 7/19/2023 | 15 Blue Canyon Way, Santa Fe NM 87507 | Cabin Rental - Airbnb - Part-time - When not in personal use | Duties: Cleaning Landscaping, Maintenance, Remodeling | This is a personal Property that is not used all the time and would like to Air bnb when not in personal use |

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-10
• S63 Uniform Securities Agent State Law Examination
  1999-07-21

Other Names

• Randy Montoya
• Randall J Montoya