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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-18
NM RA APPROVED 2023-09-06
  • CO RA
    APPROVED
    Since 2026-07-18
  • NM RA
    APPROVED
    Since 2023-09-06

Branch Locations

Fort Collins, CO • United States

1570 Omega Dr, Pittsburgh, PA 15205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Pittsburgh PA 01/2023 Present
Albuquerque Ambulatory Eye Surgery Center Albuquerque NM 05/2017 08/2017
George K. Baum & Co. Albuquerque NM 06/2018 08/2018
Patterson Companies Greeley CO 07/2019 02/2020
Unemployed Greeley CO 05/2015 05/2017
Unemployed Greeley CO 08/2017 06/2018
Unemployed Greeley CO 08/2018 07/2019
Unemployed Albuquerque NM 02/2020 01/2023
  • 01/2023 → Present
    Pittsburgh, PA
  • 05/2017 → 08/2017
    Albuquerque Ambulatory Eye Surgery Center
    Albuquerque, NM
  • 06/2018 → 08/2018
    George K. Baum & Co.
    Albuquerque, NM
  • 07/2019 → 02/2020
    Patterson Companies
    Greeley, CO
  • 05/2015 → 05/2017
    Unemployed
    Greeley, CO
  • 08/2017 → 06/2018
    Unemployed
    Greeley, CO
  • 08/2018 → 07/2019
    Unemployed
    Greeley, CO
  • 02/2020 → 01/2023
    Unemployed
    Albuquerque, NM
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-02
  • S66 Uniform Combined State Law Examination
    2023-09-02

View on SEC IAPD

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