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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-18 |
| NM | RA | APPROVED | 2023-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Pittsburgh | PA | 01/2023 | Present |
| Albuquerque Ambulatory Eye Surgery Center | Albuquerque | NM | 05/2017 | 08/2017 |
| George K. Baum & Co. | Albuquerque | NM | 06/2018 | 08/2018 |
| Patterson Companies | Greeley | CO | 07/2019 | 02/2020 |
| Unemployed | Greeley | CO | 05/2015 | 05/2017 |
| Unemployed | Greeley | CO | 08/2017 | 06/2018 |
| Unemployed | Greeley | CO | 08/2018 | 07/2019 |
| Unemployed | Albuquerque | NM | 02/2020 | 01/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-02 |
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