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Current Employers
Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-11-26
  • AL RA
    APPROVED
    Since 2025-11-26

Branch Locations

8116 Old Federal Road Suite C, Montgomery, AL 36117 • United States

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saint James School Montgomery AL 08/2011 05/2018
Admiral Movers Montgomery AL 06/2016 08/2018
Auburn University Auburn AL 08/2018 05/2022
Saint James Football Montgomery AL 05/2019 08/2025
Independent Advisor Alliance, Llc Montgomery AL 06/2022 09/2025
Lpl Financial Llc Montgomery AL 06/2020 Present
Gateway Wealth Partners, Llc Montgomery AL 11/2025 Present
  • 08/2011 → 05/2018
    Saint James School
    Montgomery, AL
  • 06/2016 → 08/2018
    Admiral Movers
    Montgomery, AL
  • 08/2018 → 05/2022
    Auburn University
    Auburn, AL
  • 05/2019 → 08/2025
    Saint James Football
    Montgomery, AL
  • 06/2022 → 09/2025
    Montgomery, AL
  • 06/2020 → Present
    Lpl Financial Llc
    Montgomery, AL
  • 11/2025 → Present
    Montgomery, AL
Previous Registrations
Other Businesses

1) 12/19/2024- DBA for LPL Business (entity for LPL business)- HAGEN WEALTH MANAGEMENT- INV Related- At Reported Business Location(s)- Start date 06/09/2022- 160 Hours Per Month- 40 Hours During Trading 2) 11/2025- Gateway Wealth Partners, LLC- Registered Investment Advisor- I provide administrative support as an independent investment advisor firm. I started the business activity in 11/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 3) 06/2020 - LPL Financial -INV Related- At Reported Business Location(s)- Broker Dealer - Registered Representative - Start date 06/2020- 160 Hours Per Month- 40 Hours During Trading 4) 12/08/2025-Gateway Wealth Partners - Registered Investment Advisor DBA - Investment Related - At Reported Business location(s) - Start Date 09/01/2025 - 160 hours per month/ 130 hours during trading 5) 12/08/2025-Gateway Wealth Partners-Registered Investment Advisor Hybrid-Inv Related-At Reported Business Location(s)-Start date 09/01/2025-160hrs/mth-130hrs/mth during trading. I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 09/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-07-03
S65 Uniform Investment Adviser Law Examination 2024-06-11
  • S63 Uniform Securities Agent State Law Examination
    2024-07-03
  • S65 Uniform Investment Adviser Law Examination
    2024-06-11

View on SEC IAPD

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