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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-11-26 |
Branch Locations
8116 Old Federal Road Suite C, Montgomery, AL 36117 • United States
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Saint James School | Montgomery | AL | 08/2011 | 05/2018 |
| Admiral Movers | Montgomery | AL | 06/2016 | 08/2018 |
| Auburn University | Auburn | AL | 08/2018 | 05/2022 |
| Saint James Football | Montgomery | AL | 05/2019 | 08/2025 |
| Independent Advisor Alliance, Llc | Montgomery | AL | 06/2022 | 09/2025 |
| Lpl Financial Llc | Montgomery | AL | 06/2020 | Present |
| Gateway Wealth Partners, Llc | Montgomery | AL | 11/2025 | Present |
1) 12/19/2024- DBA for LPL Business (entity for LPL business)- HAGEN WEALTH MANAGEMENT- INV Related- At Reported Business Location(s)- Start date 06/09/2022- 160 Hours Per Month- 40 Hours During Trading 2) 11/2025- Gateway Wealth Partners, LLC- Registered Investment Advisor- I provide administrative support as an independent investment advisor firm. I started the business activity in 11/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 3) 06/2020 - LPL Financial -INV Related- At Reported Business Location(s)- Broker Dealer - Registered Representative - Start date 06/2020- 160 Hours Per Month- 40 Hours During Trading 4) 12/08/2025-Gateway Wealth Partners - Registered Investment Advisor DBA - Investment Related - At Reported Business location(s) - Start Date 09/01/2025 - 160 hours per month/ 130 hours during trading 5) 12/08/2025-Gateway Wealth Partners-Registered Investment Advisor Hybrid-Inv Related-At Reported Business Location(s)-Start date 09/01/2025-160hrs/mth-130hrs/mth during trading. I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 09/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-07-03 |
| S65 | Uniform Investment Adviser Law Examination | 2024-06-11 |
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